claude

compliance

Claude Code skill plugins for financial services — 81 skills across 7 domain plugins covering investment management, compliance, advisory practice, trading, and operations.

227 on GitHubMITupdated 3 months ago

Not in a marketplace yet, so it loads for one session with --plugin-dir.

Plugin compliance in JoelLewis/finance_skills. Commands read from the repo's manifest — 1 month ago.

What it installs

Skills (17)

  • advertising-compliance
  • advice-standards
  • anti-money-laundering
  • books-and-records
  • client-disclosures
  • conflicts-of-interest
  • examination-readiness
  • fee-disclosure
  • fiduciary-standards
  • gips-compliance
  • investment-suitability
  • know-your-customer
  • privacy-data-security
  • private-placements
  • reg-bi
  • regulatory-reporting
  • sales-practices
View source on GitHub

Problems found in this repo's manifests

  • .claude-plugin/marketplace.json is not valid JSON

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claude & codex plugins7 plugins