Claude for Financial Advisors

Plugin claude-for-financial-advisors from marketplace knowledge-work-plugins in anthropics/knowledge-work-plugins. Commands read from the repo's manifest — today.

Skills (8)

• alts-brief

  Prepare a meeting-ready alternative-investments brief for a client, household, IRA, trust, or named account before a review: pulls the alts book from the alts platforms, iCapital, Addepar and CAIS (positions, NAV vs. commitment, called and unfunded amounts, contributions/distributions/subscriptions/

• compliance

  Review any client-facing message or material (emails, letters, newsletters, social posts, website copy, presentations, performance reports, proposals) for compliance with SEC rules that govern investment advisers — the Marketing Rule (206(4)-1), fiduciary duty / antifraud provisions (206), Books and

• estate-and-tax-brief

  Prepare a meeting-ready estate and tax brief for a household: opens with what was discussed and actioned since the last meeting, in the CRM (Wealthbox/Redtail/Salesforce), pulls the estate plan from the estate platform (Wealth.com: structure, signed status per document, balance sheet) plus the prior

• onboarding

  Welcome and set up a new Claude for Financial Advisors user. Gets to know the advisor's firm, learns their day-to-day pain points and tech stack, walks them through connecting their tools, explains the plugin and how skills work, runs a live pre-meeting demo, shows them how to customize skills, and

• portfolio-rebalance-review

  Run a portfolio review for a client or household — performance pulled from the connected portfolio platform (Orion Connect, Addepar or Envestnet/Tamarac), allocation drift analysis vs. IPS or model portfolio, model-portfolio mapping, rebalance preparation with tax-aware rebalance opportunities to co

• post-meeting

  Turn a client meeting into next-best-action follow-up for a financial advisor — no drafting required. Given a meeting from the meeting-intelligence tool or the CRM (for example Zocks or Wealthbox), or a pasted transcript, finds the right household, drafts a CRM note plus the action items and opportu

• pre-meeting

  Prepare a complete client review meeting prep document for a financial advisor, for whatever timeframe the review covers (quarterly, annual, ad hoc). Given a household name or email and a timeframe, pulls CRM context (Salesforce, Redtail or Wealthbox), portfolio data (Orion Connect, Addepar or Enves

• prospect-intake

  Start a new prospect's intake, with or without their files in hand — a request naming a new prospect and attaching no documents is a normal starting point, because Step 1 searches the connected tools or asks the advisor to upload. Cleans and normalizes their account files (statements, exports, scree

Subagents (6)

• compliance-lookup

  Check one thing against one connected system on behalf of the compliance skill — who a testimonial's author is to the firm (client status, relationships, conflicts), or whether a specific factual claim holds up against connected portfolio data. Dispatched once per lookup so multiple authors or multi

• compliance-scan

  Scan one piece of client-facing content against the Marketing Rule's seven general prohibitions and the specific content rules (performance, testimonials, third-party ratings, promissory language, fiduciary/antifraud, Reg BI), and return the flagged passages with rule, severity, and reasoning. Finds

• holdings-sanity

  Run the seven data-sanity checks over one household's holdings and performance data before any drift or tax figure is computed from it — temporal, magnitude, aggregation, reconciliation, completeness, staleness, duplication. Returns a flag list naming which downstream figure each problem contaminate

• source-extract

  Pull one system's data for one already-identified household and return it as a filled field schema. Dispatched once per source by a skill that needs several systems read at once — email, CRM, portfolio platform, planning platform — so the reads happen concurrently instead of one after another. Of th

• statement-extract

  Read one account statement, export, or screenshot and return its accounts and holdings as a normalized record, with every unreadable field marked rather than guessed and every computed figure marked as inferred. Dispatched once per file by prospect-intake so a pile of statements is read concurrently

• titling-compare

  Compare what a household's estate plan intends against how its accounts are actually titled and beneficiaried, row by row, and return a comparison table plus categorized mismatches. Reports unmatched items on both sides rather than dropping them. Dispatched by estate-and-tax-brief once the plan and

MCP servers (36)

• orion-advisor-solutions

  connects to: https://gateway.oriondenali.ai/mcp

• wealth-com

  connects to: https://mcp.wealth.com/mcp

• wealthbox

  connects to: https://mcp.crmworkspace.com/mcp

• addepar

  connects to: https://mcp.addepar.com

• tamarac

  connects to: https://envestnet.io/mcp/tamarac

• zocks

  connects to: https://mcp.zocks.io/v1/mcp

• icapital

  connects to: https://s.icapitalnetwork.com/icapital/api/v1/icapital-mcp/mcp

• cais

  connects to: https://mcp.caisgroup.com/mcp

• moneyguide

  connects to: https://www.moneyguidepro.com/ifa/mcp

• salesforce

  connects to: https://api.salesforce.com/platform/mcp/v1/platform/headless-360

• gmail

  connects to: https://gmailmcp.googleapis.com/mcp/v1

• google-calendar

  connects to: https://calendarmcp.googleapis.com/mcp/v1

• google-drive

  connects to: https://drivemcp.googleapis.com/mcp/v1

• microsoft-365

  connects to: https://microsoft365.mcp.claude.com/mcp

• box

  connects to: https://mcp.box.com

• dropbox

  connects to: https://mcp.dropbox.com/mcp

• slack

  connects to: https://mcp.slack.com/mcp

• snowflake
• daloopa

  connects to: https://mcp.daloopa.com/server/mcp

• factset

  connects to: https://mcp.factset.com/content/v1

• sp-global

  connects to: https://kfinance.kensho.com/integrations/mcp

• morningstar

  connects to: https://mcp.morningstar.com/mcp

• blackrock

  connects to: https://ac360-mcp.blackrock.com/mcp

• zoom

  connects to: https://mcp.zoom.us/mcp/zoom/streamable

• black-diamond

  connects to: https://bd3.bdreporting.com/mcp

• vanguard-advisor-tools

  connects to: https://mcp.vanguard.com/advisors

• invesco

  connects to: https://financial-professional-mcp.invesco.com/mcp

• conquest-planning

  connects to: https://api.conquest-cloud.com/mcp

• finny

  connects to: https://mcp.finny.com/mcp

• flourish-financial

  connects to: https://www.flourish.com/api/mcp/v2.0

• franklin-templeton

  connects to: https://api.frk.com/mcp/v1/ft-funds-insights/mcp

• jump

  connects to: https://my.jumpapp.com/mcp

• msci

  connects to: https://mcp.msci.com/mcp/v1.0/mcp

• schwab

  connects to: https://agent.schwabinstitutional.com/mcp

• nevis

  connects to: https://app.neviswealth.com/mcp

• 55ip

  connects to: https://mcp.55-ip.com/proposal-generation-mcp/mcp

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